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Alexander Culley
On 15th November 2022 the UK Financial Conduct Authority (“FCA”) imposed conditions on the activities of Pello Capital Limited (“Pello”) because it [...]
Alexander Culley
The FCA has published a portfolio letter setting out a new strategy for supervising wholesale brokers. The letter notes that periods of [...]
Alexander Culley
On 6th December 2022 the UK Financial Conduct Authority (“FCA”) published Consultation Paper 22/27 (“CP22/27”) to take soundings on proposals on how [...]
Alexander Culley
On 13th December 2022 the UK Financial Conduct Authority (“FCA”) published Discussion Paper 22/6: Future Disclosure Framework (“DP22/6”). The purpose of DP22/6 [...]
Alexander Culley
On 1 December 2022, the FCA highlighted continuing concerns about problem firms in the contract for difference (“CFD”) sector. The regulator’s ‘Dear [...]
Alexander Culley
As 2022 draws to a close we look back at some regulatory initiatives taken by the UK Financial Conduct Authority (“FCA”) during [...]