FCA Safeguarding Regime – CASS 15 Explained
The regulator is introducing a significant overhaul of the FCA [...]
FCA CFD Supervisory Strategy
The Financial Conduct Authority (FCA) has outlined its current supervisory [...]
FCA Fines London Metal Exchange
The Financial Conduct Authority (FCA) has imposed a £9.2 million [...]
FCA APPG Report: MPs Highlight FCA Failures
Introduction A new report by the All-Party Parliamentary Group (“APPG”) [...]
FCA Change in Control Guidance
Navigating the FCA change in control process can be complex, [...]
FCA operational resilience: Building long-term stability
Operational resilience remains a central pillar of the Financial Conduct [...]
Top 5 regulatory priorities in 2024
Looking to the year ahead, we explore the regulatory priorities [...]
UK cryptoasset regulation
On 1 February 2023, HM Treasury (“HMT”) published a consultation[1] [...]
The FCA’s largest fine of 2022 – a lesson in regulatory change management
The FCA fined Citigroup Global Markets Limited (“CGML”) £12.6m for [...]
