FCA Fines London Metal Exchange
The Financial Conduct Authority (FCA) has imposed a £9.2 million [...]
FCA CFD Supervisory Strategy
The Financial Conduct Authority (FCA) has issued its latest Portfolio [...]
FCA APPG Report: MPs Highlight FCA Failures
Introduction A new report by the All-Party Parliamentary Group (“APPG”) [...]
Latest FCA Change in Control Guidance
Navigating the FCA change in control process can be challenging. [...]
Is Your Firm Ready for the FCA’s 2025 Operational Resilience Deadline?
As the March 2025 deadline approaches, the Financial Conduct Authority [...]
Top 5 regulatory priorities in 2024
Looking to the year ahead, we explore the regulatory priorities [...]
UK cryptoasset regulation
On 1 February 2023, HM Treasury (“HMT”) published a consultation[1] [...]
The FCA’s largest fine of 2022 – a lesson in regulatory change management
The FCA fined Citigroup Global Markets Limited (“CGML”) £12.6m for [...]
