FCA publishes final report outlining its ICARA observations
On 27th November 2023 the UK Financial Conduct Authority (“FCA”) [...]
FCA publishes letter to wholesale brokers
The FCA has published a portfolio letter setting out a [...]
The FCA’s largest fine of 2022 – a lesson in regulatory change management
The FCA fined Citigroup Global Markets Limited (“CGML”) £12.6m for [...]
