FCA Outlines 5-Year Strategy
The Financial Conduct Authority (FCA) has unveiled a comprehensive 5-year [...]
FCA Fines London Metal Exchange
The Financial Conduct Authority (FCA) has imposed a £9.2 million [...]
FCA Outlines Key Priorities for Payments Portfolio Firms
The Financial Conduct Authority (FCA) has outlined three critical priorities [...]
MiFID II Transaction Reporting Failures: FCA Crackdown
Introduction Recent regulatory disclosures highlight significant failures in MiFID II [...]
FCA Review Highlights Gaps in Wholesale Brokers’ Controls
The Financial Conduct Authority’s (FCA) recent report on Money Laundering [...]
Lessons from Metro Bank’s AML Failings
In November 2024, the Financial Conduct Authority (FCA) imposed a [...]
FCA Market Watch 81
The Financial Conduct Authority (FCA) has released Market Watch 81, [...]
FCA APPG Report: MPs Highlight FCA Failures
Introduction A new report by the All-Party Parliamentary Group (“APPG”) [...]
Shaping the Future of UK Transaction Reporting: FCA’s DP24/2
The FCA's DP24/2 examines the current UK transaction reporting regime, [...]
Culture and Non-Financial Misconduct: FCA Expectations
The recent Financial Conduct Authority (FCA) survey on culture and [...]
