FCA Consumer Duty Archives - C & G Regulatory Solutions

CFD firm penalised by the FCA for exploiting UK investors
CFD firm penalised by the FCA for exploiting UK investors

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CFD firm penalised by the FCA for exploiting UK investors

On 14th August, the UK Financial Conduct Authority (“FCA”) announced [...]

CFD firm penalised by the FCA for exploiting UK investorsAlexander Culley2024-09-04T09:10:09+01:00

FCA Consumer Duty ‘Dear CEO’ letters
FCA Consumer Duty ‘Dear CEO’ letters

Insights

FCA Consumer Duty ‘Dear CEO’ letters

As firms continue to get ready for the Consumer Duty, [...]

FCA Consumer Duty ‘Dear CEO’ lettersLewis Gurry2023-02-10T16:48:38+00:00