Top 5 regulatory priorities in 2024

regulatory priorities

Looking to the year ahead, we explore the regulatory priorities that are likely to have a significant impact for firms in 2024.   Consumer Duty Annual Report   Firms should be gearing up for their first annual report on retail customer outcomes, a key aspect of complying with the Consumer Duty. The inaugural report is […]

Change in control: a cautionary tale

FCA change in control

A recent supervisory notice highlighted the importance of getting the ‘change in control’ process correct when acquiring a UK financial services firm. It is also a timely reminder for investment firms, authorised payment institutions and E-money firms of the requirements for a change in control[1]. In this article, we highlight the rules and the severe […]