FCA Outlines 5-Year Strategy
The Financial Conduct Authority (FCA) has unveiled a comprehensive 5-year [...]
FCA Outlines Key Priorities for Payments Portfolio Firms
The Financial Conduct Authority (FCA) has outlined three critical priorities [...]
FCA CFD Supervisory Strategy
The Financial Conduct Authority (FCA) has issued its latest Portfolio [...]
APP Fraud Reimbursement: What Firms Need to Know
On 7th October 2024, the Financial Conduct Authority (FCA) issued [...]
FCA probes payment account access and closures
In September 2024, the Financial Conduct Authority (“FCA”) released a [...]
Top 5 regulatory priorities in 2024
Looking to the year ahead, we explore the regulatory priorities [...]
Corporate Finance Firms and Stockbrokers: FCA sets expectations
The latest flurry of Financial Conduct Authority (FCA) communications set [...]
From Losses to Litigation: client’s lawsuit against broker explained
Introduction A recent court case[1] saw a client of Forex [...]
The FCA’s largest fine of 2022 – a lesson in regulatory change management
The FCA fined Citigroup Global Markets Limited (“CGML”) £12.6m for [...]
