FCA & Financial Compliance Training

Empowering your teams with practical compliance knowledge that drives real-world results.

Expert-Led Financial Compliance Training

Financial Compliance Training

At C&G, we believe that effective financial compliance training is more than a regulatory requirement, it’s a fundamental part of building a strong, risk-aware culture. That’s why we deliver classroom and bespoke online training, designed to provide financial services professionals with real-world, practical knowledge that sticks.

For FCA-regulated firms, this includes FCA compliance training that helps teams understand their responsibilities and apply regulatory expectations in practice.

Unlike generic e-learning, our training is interactive, scenario-based, and delivered by industry experts, ensuring participants engage with complex compliance topics in a meaningful way.

We provide regulatory compliance training for financial services firms, helping teams understand FCA expectations and wider regulatory obligations.

Financial Compliance Training

Our Approach to Training & Learning

We provide FCA and financial compliance training that is:

  • Instructor-Led & Interactive – Delivered in person or via live virtual sessions, ensuring participants can engage, ask questions, and apply their learning in real time.
  • Tailored to Your Business – We customise training programmes to reflect your firm’s regulatory obligations, business model, and risk profile.
  • Regulator-Ready – Our FCA compliance training and courses help firms demonstrate to regulators that their teams receive effective, role-specific training on key compliance topics.
  • Practical & Case-Based – We use real-world examples, case studies, and scenario-based discussions to bring complex regulatory topics to life.

Our Training Courses

  • Senior Managers & Certification Regime (SM&CR) – Responsibilities, Conduct Rules, and fitness & propriety requirements.

  • Market Abuse & Financial Crime Prevention – Insider dealing, market manipulation, AML, financial misconduct, and fraud risk management.
  • CClient Assets (CASS) Training & Requirements – FCA expectations on client money, safe custody assets, CASS governance, and operational controls.
  • Prudential Regulation Training – FCA prudential requirements, ICARA, regulatory capital, liquidity risk management, and wind-down planning.
  • Compliance for Boards & Senior Leadership – Governance, conflicts of interest, regulatory expectations, and accountability frameworks.
  • Consumer Duty Training & FCA Regulations – Understanding FCA expectations, embedding good customer outcomes, governance, and accountability under the Consumer Duty rules.
  • Consumer Finance Compliance Training – FCA rules on consumer credit, affordability assessments, fair treatment of customers, complaints handling, and regulatory reporting.
  • Bespoke Training – Customised sessions designed to meet your firm’s specific regulatory training needs.

Bespoke Regulatory Training Solutions

Our training is not one-size-fits-all. We work closely with firms to design training that reflects their business model, regulatory challenges, and risk exposure. Our programmes combine FCA compliance training with broader financial regulatory compliance topics tailored to each organisation. Whether you need firm-wide compliance training, role-specific workshops, or deep-dive technical sessions on operational resilience, we create training programmes that make a real impact.

Why Choose Us?

  • Led by Industry Experts – Our trainers are experienced compliance consultants with hands-on regulatory expertise.
  • Designed for Engagement – No generic e-learning—our courses are interactive, case-based, and discussion-driven.
  • Regulator-Focused – Our training aligns with FCA expectations, helping firms strengthen compliance culture.

Book a Training Session

Invest in financial compliance training that enhances compliance knowledge and culture within your firm. Contact us today to discuss your training needs and develop a programme that works for you.