Financial Compliance Training

Empowering your teams with practical compliance knowledge that drives real-world results.

Expert-Led Financial Compliance Training

At C&G, we believe that effective compliance training is more than a regulatory requirement, it’s a fundamental part of building a strong, risk-aware culture. That’s why we deliver classroom and bespoke online training, designed to provide financial services professionals with real-world, practical knowledge that sticks.

Unlike generic e-learning, our training is interactive, scenario-based, and delivered by industry experts, ensuring participants engage with complex compliance topics in a meaningful way.

Our Approach to Training

We provide financial compliance training that is:

  • Instructor-Led & Interactive – Delivered in person or via live virtual sessions, ensuring participants can engage, ask questions, and apply their learning in real time.
  • Tailored to Your Business – We customise training programmes to reflect your firm’s regulatory obligations, business model, and risk profile.
  • Regulator-Ready – Our FCA compliance courses help firms demonstrate to regulators that their teams receive effective, role-specific training on key compliance topics.
  • Practical & Case-Based – We use real-world examples, case studies, and scenario-based discussions to bring complex regulatory topics to life.

Our Training Courses

  • Senior Managers & Certification Regime (SM&CR) – Responsibilities, Conduct Rules, and fitness & propriety requirements.

  • Market Abuse & Financial Crime Prevention – Insider dealing, market manipulation, AML, financial misconduct, and fraud risk management.

  • Client Assets (CASS) Training – FCA expectations on client money, safe custody assets, CASS governance, and operational controls.

  • Prudential Regulation Training – FCA prudential requirements, ICARA, regulatory capital, liquidity risk management, and wind-down planning.

  • Compliance for Boards & Senior Leadership – Governance, conflicts of interest, regulatory expectations, and accountability frameworks.

  • Consumer Duty Training – Understanding FCA expectations, embedding good customer outcomes, governance, and accountability under the Consumer Duty rules.

  • Consumer Finance Compliance Training – FCA rules on consumer credit, affordability assessments, fair treatment of customers, complaints handling, and regulatory reporting.

  • Bespoke Training – Customised sessions designed to meet your firm’s specific regulatory training needs.

Bespoke Training Solutions

Our training is not one-size-fits-all. We work closely with firms to design training that reflects their business model, regulatory challenges, and risk exposure. Whether you need firm-wide compliance training, role-specific workshops, or deep-dive technical sessions on operational resilience, we create training programmes that make a real impact.

Why Choose Us?

  • Led by Industry Experts – Our trainers are experienced compliance consultants with hands-on regulatory expertise.
  • Designed for Engagement – No generic e-learning—our courses are interactive, case-based, and discussion-driven.
  • Regulator-Focused – Our training aligns with FCA expectations, helping firms strengthen compliance culture.

Book a Training Session

Invest in financial compliance training that enhances compliance knowledge and culture within your firm. Contact us today to discuss your training needs and develop a programme that works for you.