Our Compliance Services

Providing trusted advice and assurance that adds value to your business.

Our Compliance Services

Our Compliance Services

We offer a comprehensive suite of regulatory consultancy services, tailored to the specific needs of each client:

FCA Authorisation & Applications

With over 30 years’ experience, our compliance consultants work closely with clients to deliver complete, business-aligned FCA applications that meet regulatory requirements and support efficient authorisation across all financial sectors.

Advisory

Our compliance consultants deliver expert, flexible advisory support tailored to the evolving regulatory landscape, helping clients meet regulatory requirements, manage risk, and maintain compliance through bespoke regulatory solutions and ongoing consultation.

Audits & Healthchecks

Designed to assess and strengthen compliance frameworks, our risk-based audits and health checks help clients meet regulatory requirements and embed robust compliance controls into their overall business strategy.

Training

Our compliance consultants deliver tailored training programmes to help your team meet FCA regulatory requirements with confidence. Designed around your needs, Our solutions strengthen in-house expertise and support long-term compliance.

Acquisition Due Diligence

Our compliance consultants provide regulatory due diligence for acquisitions by assessing the governance, compliance history, and regulatory adherence of target firms. We deliver clear, actionable insights to support an informed acquisition strategy.

Legal Consultancy

Our qualified legal professionals provide practical, commercially focused advice on non-contentious legal matters. We support regulated firms with their day-to-day legal needs, mirroring the role of experienced in-house counsel.

Testimonials

“C&G Regulatory Solutions and Alex Culley in particular were introduced to me to help advise us in regulatory business for our UK MTF. The quality of service and expertise has been second to none, they really know the business and the compliance requirements within. The advice and well-written documentation has not only been accurate and precise, but has been presented in a way that can easily be understood and implemented. The value of their expertise is immeasurable and they offer great value for money in their service.”

General Counsel MTF, Financial Brokerage

“I have become such a fan of C&G Regulatory Solutions and Alex Culley in particular. They have provided an exemplary level of service. They excel in not just providing timely advice, but their advice is detailed and always spot on. However, the reason why they are so head and shoulders above the rest is their industry background which allows them to tailor their advice and identify solutions that are not just correct, but also practical for the business to implement. That talent is worth a lot of money, and that is why their reasonable fee structure makes them a “must have” for any regulated financial services firm.”

Chief Compliance Officer MTF

“Alex Culley provides an excellent client service. He is able to successfully combine offering timely and detailed guidance and assistance on regulatory and operational and matters across the financial services global spectrum. His attention to detail is matched by his unquestionable integrity to the work and service he provides.”

CEO, financial brokerage CEO