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Regulatory Business Plan
Editable template
C&G Marketplace
Regulatory documents built for smaller firms.
Professionally structured templates for firms that want to prepare or refresh their own regulatory documentation—without purchasing a fully assisted consultancy project.
Business use onlyLicensed to the purchasing entity.
Editable Word documentsDesigned for firm-specific completion.
No implied authorisationThe regulator decides every application.
Choose your firm type
A practical library, organised around your regulatory route.
Every pack will identify its assumptions and intended user. If your permissions, group, products, customers or delivery model are complex, a tailored C&G engagement is likely to be more appropriate.
Consumer credit
Limited-Permission Consumer Credit Document Pack
A practical starting library for a straightforward business seeking limited consumer-credit permissions or refreshing its framework.
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Compliance Manual
Editable template
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Financial Crime Policy
Editable template
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Consumer Duty Framework
Editable template
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Complaints Procedure
Editable template
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Vulnerable Customers Policy
Editable template
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Compliance Monitoring Plan
Editable template
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Core Registers & Forms
Editable template
Coming soon
Pricing to be announcedConsumer credit
Straightforward Full-Permission Consumer Credit Document Pack
A broader document library for a straightforward full-permission consumer-credit firm, requiring careful adaptation to its lending or broking model.
C&G MARKETPLACE
Regulatory Business Plan
Editable template
C&G MARKETPLACE
Compliance Manual
Editable template
C&G MARKETPLACE
Creditworthiness & Affordability
Editable template
C&G MARKETPLACE
Arrears & Forbearance
Editable template
C&G MARKETPLACE
Financial Crime Policy
Editable template
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Consumer Duty Framework
Editable template
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Complaints Procedure
Editable template
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Governance & Monitoring
Editable template
Coming soon
Pricing to be announcedDual-regulated mutual
Credit Union Document Pack
A governance and compliance library for a smaller credit union. FCA and PRA requirements, the common bond and the proposed activities must all be addressed.
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Credit Union Business Plan
Editable template
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Governance Framework
Editable template
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Lending & Credit Risk
Editable template
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AML Framework
Editable template
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Operational Risk & Continuity
Editable template
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Complaints & Consumer Duty
Editable template
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Liquidity & Capital Governance
Editable template
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SMCR Responsibilities
Editable template
Coming soon
Pricing to be announcedPayments
Small Payment Institution Document Pack
Core application and operational materials for a smaller payments business whose model is capable of falling within the SPI registration conditions.
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Programme of Operations
Editable template
C&G MARKETPLACE
Regulatory Business Plan
Editable template
C&G MARKETPLACE
Governance Framework
Editable template
C&G MARKETPLACE
Financial Crime Framework
Editable template
C&G MARKETPLACE
Complaints Procedure
Editable template
C&G MARKETPLACE
Security & Incident Response
Editable template
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Outsourcing Register
Editable template
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Operational Continuity
Editable template
Coming soon
Pricing to be announcedE-money
Small Electronic Money Institution Document Pack
A structured library for a proposed small electronic money institution, to be tailored to its issuance, distribution and payment-service arrangements.
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Programme of Operations
Editable template
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Regulatory Business Plan
Editable template
C&G MARKETPLACE
Governance Framework
Editable template
C&G MARKETPLACE
Safeguarding Framework
Editable template
C&G MARKETPLACE
Financial Crime Framework
Editable template
C&G MARKETPLACE
Security & Incident Response
Editable template
C&G MARKETPLACE
Outsourcing Framework
Editable template
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Wind-down Plan
Editable template
Coming soon
Pricing to be announcedIntermediation
Smaller Insurance or Mortgage Intermediary Document Pack
Application and compliance materials for a smaller insurance or mortgage intermediary with a conventional distribution model.
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Regulatory Business Plan
Editable template
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Customer Journey
Editable template
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Compliance Manual
Editable template
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Conflicts Policy
Editable template
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Vulnerable Customers Policy
Editable template
C&G MARKETPLACE
Consumer Duty Framework
Editable template
C&G MARKETPLACE
Complaints Procedure
Editable template
C&G MARKETPLACE
Financial Promotions Policy
Editable template
Coming soon
Pricing to be announcedImportant limitations
A template licence—not regulatory advice or ongoing support.
Unless a separate engagement expressly says otherwise, a Marketplace purchase supplies editable template documents only. C&G does not populate, approve, implement or keep them current and does not assess whether they are sufficient for the purchaser’s business or application.
The purchaser is responsible for tailoring each document, ensuring factual and regulatory accuracy, obtaining internal approval, implementing the arrangements and maintaining them as its business and applicable requirements change.
The licence is limited to internal use by the purchasing legal entity. The templates may not be resold, shared with another entity, used for another client or business, published, sublicensed or used to create a competing product.
Full licence terms, delivery arrangements, exclusions and liability provisions will appear in the Marketplace Terms before any pack is made available for purchase.
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