FCA Review Highlights Gaps in Wholesale Brokers’ Controls
The Financial Conduct Authority’s (FCA) recent report on Money Laundering [...]
FCA Blocks Change in Control Due to Compliance Failures
The Financial Conduct Authority (FCA) has recently objected to a [...]
FCA CFD Supervisory Strategy
The Financial Conduct Authority (FCA) has issued its latest Portfolio [...]
The FCA’s Supervisory Strategy for Trading Venues: An Overview
The Financial Conduct Authority (FCA) has published its 2024 Supervisory [...]
Lessons from Metro Bank’s AML Failings
In November 2024, the Financial Conduct Authority (FCA) imposed a [...]
FCA Market Watch 81
The Financial Conduct Authority (FCA) has released Market Watch 81, [...]
FCA APPG Report: MPs Highlight FCA Failures
Introduction A new report by the All-Party Parliamentary Group (“APPG”) [...]
Shaping the Future of UK Transaction Reporting: FCA’s DP24/2
The FCA's DP24/2 examines the current UK transaction reporting regime, [...]
UK MiFID Reform: Driving Growth and Competitiveness?
The UK Government is taking significant steps to reform the [...]
Latest FCA Change in Control Guidance
Navigating the FCA change in control process can be challenging. [...]
