Internal capital adequacy and risk assessment (ICARA): getting the basics right
Some tips to help you get off to a good start in developing your ICARA process, covering elements such as governance, testing and data quality.
Being a good host: the FCA seeks to strengthen its oversight of regulatory hosting services
An insight into the FCA's efforts to exert greater oversight over regulatory hosting involving the use of ARs
C&G Partners with Speakers for Schools to Deliver Financial Services Work Experience
C&G Regulatory Solutions Partners with Speakers for Schools to Deliver [...]
FCA Outlines 5-Year Strategy
The Financial Conduct Authority (FCA) has unveiled a comprehensive 5-year [...]
FCA Fines London Metal Exchange
The Financial Conduct Authority (FCA) has imposed a £9.2 million [...]
FCA Outlines Key Priorities for Payments Portfolio Firms
The Financial Conduct Authority (FCA) has outlined three critical priorities [...]
FCA publishes 2025 Wholesale Brokers Portfolio Letter
The Financial Conduct Authority (FCA) issued its latest Wholesale Brokers [...]
FCA Review Highlights Gaps in Wholesale Brokers’ Controls
The Financial Conduct Authority’s (FCA) recent report on Money Laundering [...]
FCA Blocks Change in Control Due to Compliance Failures
The Financial Conduct Authority (FCA) has recently objected to a [...]
The FCA’s Supervisory Strategy for Trading Venues: An Overview
The Financial Conduct Authority (FCA) has published its 2024 Supervisory [...]
