FCA Market Watch 81
The Financial Conduct Authority (FCA) has released Market Watch 81, [...]
FCA APPG Report: MPs Highlight FCA Failures
Introduction A new report by the All-Party Parliamentary Group (“APPG”) [...]
Shaping the Future of UK Transaction Reporting: FCA’s DP24/2
The FCA's DP24/2 examines the current UK transaction reporting regime, [...]
UK MiFID Reform: Driving Growth and Competitiveness?
The UK Government is taking significant steps to reform the [...]
Latest FCA Change in Control Guidance
Navigating the FCA change in control process can be challenging. [...]
Culture and Non-Financial Misconduct: FCA Expectations
The recent Financial Conduct Authority (FCA) survey on culture and [...]
APP Fraud Reimbursement: What Firms Need to Know
On 7th October 2024, the Financial Conduct Authority (FCA) issued [...]
FCA Fines Starling Bank: Key Compliance Lessons for AML and VREQ Management
The Financial Conduct Authority (FCA) recently issued a significant enforcement [...]
Is Your Firm Ready for the FCA’s 2025 Operational Resilience Deadline?
As the March 2025 deadline approaches, the Financial Conduct Authority [...]
A £27.7M Fine: Key Lessons for Algorithmic Trading Risk Management
In a significant regulatory move, the Financial Conduct Authority (“FCA”) [...]
