FCA Outlines 5-Year Strategy
The Financial Conduct Authority (FCA) has unveiled a comprehensive 5-year [...]
FCA Fines London Metal Exchange
The Financial Conduct Authority (FCA) has imposed a £9.2 million [...]
FCA Outlines Key Priorities for Payments Portfolio Firms
The Financial Conduct Authority (FCA) has outlined three critical priorities [...]
MiFID II Transaction Reporting Failures: FCA Crackdown
Introduction Recent regulatory disclosures highlight significant failures in MiFID II [...]
FCA publishes 2025 Wholesale Brokers Portfolio Letter
The Financial Conduct Authority (FCA) issued its latest Wholesale Brokers [...]
FCA Review Highlights Gaps in Wholesale Brokers’ Controls
The Financial Conduct Authority’s (FCA) recent report on Money Laundering [...]
FCA Blocks Change in Control Due to Compliance Failures
The Financial Conduct Authority (FCA) has recently objected to a [...]
FCA CFD Supervisory Strategy
The Financial Conduct Authority (FCA) has issued its latest Portfolio [...]
The FCA’s Supervisory Strategy for Trading Venues: An Overview
The Financial Conduct Authority (FCA) has published its 2024 Supervisory [...]
Lessons from Metro Bank’s AML Failings
In November 2024, the Financial Conduct Authority (FCA) imposed a [...]
