FCA Safeguarding Regime – CASS 15 Explained
The regulator is introducing a significant overhaul of the FCA [...]
FCA CFD Supervisory Strategy
The Financial Conduct Authority (FCA) has outlined its current supervisory [...]
FCA Market Abuse Regulation: Market Watch 83
Inside Information Controls at Corporate Finance Firms The Financial Conduct [...]
FCA Authorisation Process Updates for UK Firms
UK Financial Services Authorisations: Open for Business? On 15th July [...]
Internal capital adequacy and risk assessment (ICARA): getting the basics right
Some tips to help you get off to a good start in developing your ICARA process, covering elements such as governance, testing and data quality.
Being a good host: the FCA seeks to strengthen its oversight of regulatory hosting services
An insight into the FCA's efforts to exert greater oversight over regulatory hosting involving the use of ARs
C&G Partners with Speakers for Schools to Deliver Financial Services Work Experience
C&G Regulatory Solutions Partners with Speakers for Schools to Deliver [...]
FCA Outlines 5-Year Strategy
The Financial Conduct Authority (FCA) has unveiled a comprehensive 5-year [...]
FCA Fines London Metal Exchange
The Financial Conduct Authority (FCA) has imposed a £9.2 million [...]
FCA Outlines Key Priorities for Payments Portfolio Firms
The Financial Conduct Authority (FCA) has outlined three critical priorities [...]
