From Losses to Litigation: client’s lawsuit against broker explained

Introduction A recent court case[1] saw a client of Forex Capital Markets Limited (“FXCM”) looking to recover losses and substantial damages arising from trading oil CFDs in 2020. The case is particularly interesting with Consumer Duty on the horizon and the prospect of brokers facing higher expectations for the standard of care that they provide […]

How FCA Compliance Consultants Can Assist Startups and SMEs in London

FCA compliance, referring to compliance with the Financial Conduct Authority regulations, plays a vital role in the financial landscape of London, particularly for start-ups and small to medium-sized enterprises (SMEs). The FCA is the regulatory body responsible for overseeing the conduct of financial institutions in the UK, ensuring the integrity and stability of the financial […]

The Role of Compliance Consultants in London: Ensuring Regulatory Adherence for Business Success

In today’s rapidly evolving business landscape, regulatory compliance has emerged as a crucial factor for businesses in London. With the Financial Conduct Authority (FCA) serving as the regulatory body overseeing financial services, companies must navigate a complex network of rules and regulations to uphold legal and ethical operations. This is where compliance consultants in London […]

The Importance of Regulatory Compliance in Today’s Business World

Regulatory compliance is crucial for any business operating in today’s world. With an increasing number of regulations and laws governing various industries, it has become more important than ever for companies to ensure compliance to avoid legal and financial penalties, maintain their reputation, and stay competitive in the market. In this article, we will explore […]