Seeking registration as an agent of a PI, EMI or RAISP? Careful planning is essential.
If you are thinking of seeking registration as an agent of a payment service or electronic money provider, read this first.
C&G Regulatory Solutions joins the APCC
On 16th February 2022 C&G Regulatory Solutions was admitted to the Association of Professional Compliance Consultants (the "APCC").
Enhanced UK Russia sanctions enter into force. What now?
The UK has published details of its amended Russia sanctions. Are you ready?
Broker and trading financial regulatory outlook for 2022 – UK and Europe
A look at some key regulatory milestones in 2022 that are relevant to brokerages and trading firms.
C&G Regulatory Solutions joins the Hampshire Chamber of Commerce
C&G Regulatory Solutions offers discounts to members of the Hampshire Chamber of Commerce.
Why British investment firms should pay careful attention to the SEC’s latest enforcement decision for record keeping failures
One of the SEC's latest cases contains lessons for brokers, dealers and investment banks wherever they are regulated.
All consuming? The relevance of the FCA’s proposed Consumer Duty to retail brokers
What will the new Consumer Duty mean for retail broking firms? Find out here...
UK EMIR trade reporting regime: a summary of the BoE’s and FCA’s proposed amendments
A quick summary of UK regulators' proposals to make amendments to the UK EMIR reporting regime.
Lessons from the cum-ex dividend affair
Never be afraid to ask the "stupid" questions...
“Rest of the world” markets developments (November 2021)
A selection of developments from the DIFC, Hong Kong and US that are of interest to capital markets firms based out of the UK.
