Some tips to help you get off to a good start in developing your ICARA process, covering elements such as governance, testing and data quality.
Do your arrangements for conducting market abuse surveillance make the grade? This article helps you make an assessment.
The FCA has received new powers to cancel or vary unused regulatory permissions, potentially within 28 days. Time to cull those zombie permissions?
The FCA and BoE announce section 166 review into the LME’s handling of the disorderly nickel market. Back to the future?
No one has a crystal ball. However, the impending regulatory reviews into the operation of the LME in the aftermath of the nickel crisis may revisit past proposals for reform.
An overview of key regulatory developments in the UK in Q1, 2022 for busy senior managers and compliance professionals.
Pushed for time and looking for a quick summary to update key stakeholders in your business?
Are you a buy side commodity market participant? If so, you should take steps to plan for increased volatility in the commodity markets.
If you are thinking of seeking registration as an agent of a payment service or electronic money provider, read this first.
On 16th February 2022 C&G Regulatory Solutions was admitted to the Association of Professional Compliance Consultants (the “APCC”).
The UK has published details of its amended Russia sanctions. Are you ready?