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So far C&G Regulatory Solutions has created 26 blog entries.

Internal capital adequacy and risk assessment (“ICARA”): getting the basics right

Some tips to help you get off to a good start in developing your ICARA process, covering elements such as governance, testing and data quality.

Internal capital adequacy and risk assessment (“ICARA”): getting the basics right2022-06-20T16:22:15+01:00

The FCA and BoE announce section 166 review into the LME’s handling of the disorderly nickel market. Back to the future?

No one has a crystal ball. However, the impending regulatory reviews into the operation of the LME in the aftermath of the nickel crisis may revisit past proposals for reform.

The FCA and BoE announce section 166 review into the LME’s handling of the disorderly nickel market. Back to the future?2022-04-19T15:48:29+01:00

Regulatory roundup – Q1, 2022 – UK: Investments, crypto and payment services

An overview of key regulatory developments in the UK in Q1, 2022 for busy senior managers and compliance professionals.

Regulatory roundup – Q1, 2022 – UK: Investments, crypto and payment services2022-03-28T07:00:03+01:00

Seeking registration as an agent of a PI, EMI or RAISP? Careful planning is essential.

If you are thinking of seeking registration as an agent of a payment service or electronic money provider, read this first.

Seeking registration as an agent of a PI, EMI or RAISP? Careful planning is essential.2022-03-01T10:57:43+00:00
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