In the dynamic realm of business operations, strategic compliance mastery has become synonymous with elevating businesses to a realm of excellence. Navigating the intricate landscape of regulatory requirements in the UK demands not just adherence but a strategic approach. This is where the expertise of compliance consultants becomes instrumental. In this comprehensive guide, we’ll delve […]
Introduction: In the ever-evolving realm of finance, compliance is a cornerstone that ensures the integrity and stability of the financial system. As the global financial landscape undergoes dynamic transformations, the role of Anti-Money Laundering (AML) regulations has become increasingly crucial. This blog explores the future of AML, offering insights from the forefront of London’s regulatory […]
In the heart of London’s bustling business landscape, regulatory compliance has become a linchpin for sustained success. As businesses grapple with the complex framework overseen by the Financial Conduct Authority (FCA), the need for adept navigation through the intricate web of rules and regulations has never been more crucial. Enter the unsung heroes of regulatory […]
Some tips to help you get off to a good start in developing your ICARA process, covering elements such as governance, testing and data quality.
Do your arrangements for conducting market abuse surveillance make the grade? This article helps you make an assessment.
The FCA has received new powers to cancel or vary unused regulatory permissions, potentially within 28 days. Time to cull those zombie permissions?
The FCA and BoE announce section 166 review into the LME’s handling of the disorderly nickel market. Back to the future?
No one has a crystal ball. However, the impending regulatory reviews into the operation of the LME in the aftermath of the nickel crisis may revisit past proposals for reform.
An overview of key regulatory developments in the UK in Q1, 2022 for busy senior managers and compliance professionals.
Pushed for time and looking for a quick summary to update key stakeholders in your business?
Are you a buy side commodity market participant? If so, you should take steps to plan for increased volatility in the commodity markets.