FCA Fines Starling Bank: Key Compliance Lessons for AML and VREQ Management
The Financial Conduct Authority (FCA) recently issued a significant enforcement [...]
A £27.7M Fine: Key Lessons for Algorithmic Trading Risk Management
In a significant regulatory move, the Financial Conduct Authority (“FCA”) [...]
Are your trading apps up to scratch?
The Financial Conduct Authority (“FCA”) has scrutinised trading app designs [...]
FCA Call for Input: 6 Weeks to Go
In July 2024, the Financial Conduct Authority (FCA) launched a [...]
Lessons from an Electronic Money Enforcement Case
In a significant regulatory action, the Financial Conduct Authority (“FCA”) [...]
FCA probes payment account access and closures
In September 2024, the Financial Conduct Authority (“FCA”) released a [...]
The FCA intensifies its approach to combating financial crime
At the 2024 Financial Crime Summit in London, Sarah Pritchard, [...]
CFD firm penalised by the FCA for exploiting UK investors
On 14th August, the UK Financial Conduct Authority (“FCA”) announced [...]
PEP Compliance: Are You Treating Politically Exposed Persons Fairly?
On 18 July 2024, the Financial Conduct Authority (FCA) published [...]
FCA supremos appear before Treasury Committee
On 8th May 2024 Ashley Alder (Chair of the FCA) [...]
