MiFID II Transaction Reporting Failures: FCA Crackdown
Introduction Recent regulatory disclosures highlight significant failures in MiFID II [...]
Introduction Recent regulatory disclosures highlight significant failures in MiFID II [...]
The Financial Conduct Authority (FCA) issued its latest Wholesale Brokers [...]
The Financial Conduct Authority (FCA) has published its 2024 Supervisory [...]
The FCA's DP24/2 examines the current UK transaction reporting regime, [...]
The UK Government is taking significant steps to reform the [...]
On 7th October 2024, the Financial Conduct Authority (FCA) issued [...]
The Financial Conduct Authority (FCA) recently issued a significant enforcement [...]
In a significant regulatory move, the Financial Conduct Authority (“FCA”) [...]
The Financial Conduct Authority (“FCA”) continues scrutinising trading app designs, [...]
In July 2024, the Financial Conduct Authority (FCA) launched a [...]
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