MiFID II Transaction Reporting Failures: FCA Crackdown
Introduction Recent regulatory disclosures highlight significant failures in MiFID II [...]
FCA publishes 2025 Wholesale Brokers Portfolio Letter
The Financial Conduct Authority (FCA) issued its latest Wholesale Brokers [...]
The FCA’s Supervisory Strategy for Trading Venues: An Overview
The Financial Conduct Authority (FCA) has published its 2024 Supervisory [...]
Shaping the Future of UK Transaction Reporting: FCA’s DP24/2
The FCA's DP24/2 examines the current UK transaction reporting regime, [...]
UK MiFID Reform: Driving Growth and Competitiveness?
The UK Government is taking significant steps to reform the [...]
APP Fraud Reimbursement: What Firms Need to Know
On 7th October 2024, the Financial Conduct Authority (FCA) issued [...]
FCA Fines Starling Bank: Key Compliance Lessons for AML and VREQ Management
The Financial Conduct Authority (FCA) recently issued a significant enforcement [...]
A £27.7M Fine: Key Lessons for Algorithmic Trading Risk Management
In a significant regulatory move, the Financial Conduct Authority (“FCA”) [...]
Are your trading apps up to scratch?
The Financial Conduct Authority (“FCA”) continues scrutinising trading app designs, [...]
FCA Call for Input: 6 Weeks to Go
In July 2024, the Financial Conduct Authority (FCA) launched a [...]
