Insights

FCA Market Watch 79

FCA Market Watch 79

In May, FCA Market Watch 79 discussed failures in market abuse surveillance attributed to issues with data, automated alert logic and testing of surveillance models. The FCA believes that firms may find these observations useful

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Client Feedback

“I have become such a fan of C&G Regulatory Solutions and Alex Culley in particular. They have provided an exemplary level of service. They excel in not just providing timely advice, but their advice is detailed and always spot on. However, the reason why they are so head and shoulders above the rest is their industry background which allows them to tailor their advice and identify solutions that are not just correct, but also practical for the business to implement. That talent is worth a lot of money, and that is why their reasonable fee structure makes them a “must have” for any regulated financial services firm.”

Chief Compliance Officer

MTF, Financial Brokerage on Google Reviews

“C&G Regulatory Solutions and Alex Culley in particular were introduced to me to help advise us in regulatory business for our UK MTF. The quality of service and expertise has been second to none, they really know the business and the compliance requirements within. The advice and well written documentation has not only been accurate and precise, but has been presented in a way that can easily be understood and implemented. The value of their expertise is immeasurable and they offer great value for money in their service.”

General Counsel

MTF, Financial Brokerage on Google Reviews

“Alex Culley provides an excellent client service. He is able to successfully combine offering timely and detailed guidance and assistance on regulatory and operational and matters across the financial services global spectrum. His attention to detail is matched by his unquestionable integrity to the work and service he provides.”

CEO, financial brokerage

CEO, Financial Brokerage on Google Reviews