Insights
Consumer Duty: do your products and services represent fair value?
“Many firms are on course to meeting it [the Consumer Duty implementation deadline], according to our own research” Sheldon Mills, Executive Director, Consumers and Competition, Financial Conduct Authority (“FCA”), 10th May 2023 On 10th May
Market abuse peer review (FCA Market Watch 73)
The UK Financial Conduct Authority (“FCA”) published its latest Market Watch newsletter on 26th April 2023, following a market abuse peer review of firms offering Contracts for Difference (“CFDs”) and spread bets (“CFD providers”). Many
Amended UK EMIR Reporting: final Validation Rules and XML Schemas
Further to our previous briefing entitled: “IN BRIEF: FCA/BoE finalise changes to UK EMIR trade reporting requirements“, the Financial Conduct Authority (“FCA”) has now published the final validation rules and XML schemas for the revised
Client Feedback
“Alex Culley provides an excellent client service. He is able to successfully combine offering timely and detailed guidance and assistance on regulatory and operational and matters across the financial services global spectrum. His attention to detail is matched by his unquestionable integrity to the work and service he provides.”
CEO, financial brokerage
CEO, Financial Brokerage on Google Reviews
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