Insights
EVENT: Non-financial misconduct – when a problem becomes terminal
C&G Regulatory Solutions and City law firm Fieldfisher have teamed up to stage a joint event on Wednesday 13th September 2023 at 18:00 covering the topic of non-financial misconduct. Join us for a collaborative round-table presentation
C&G launches Talent Acquisition and Workforce Planning Service
PRESS RELEASE: LONDON, AUGUST 22, 2023 – C&G Regulatory Solutions proudly announces the launch of its Talent Acquisition and Workforce Planning division, providing tailored talent solutions for compliance and risk in financial services. C&G is
Dealers in principal under the regulatory spotlight
On the 4th August 2023 the UK Financial Conduct Authority (“FCA”) published its latest “Dear CEO” letter, this time setting out its supervisory priorities vis-a-vis Principal Trading Firms (“PTTs”, also known as “Dealers in principal”).
Client Feedback
“Alex Culley provides an excellent client service. He is able to successfully combine offering timely and detailed guidance and assistance on regulatory and operational and matters across the financial services global spectrum. His attention to detail is matched by his unquestionable integrity to the work and service he provides.”
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